Under the Securities Exchange Act of 1934, all corporations and investment companies are required to report to the Securities and Exchange Commission (SEC).
This means that any corporation, regardless of whether it is publicly traded or not, must comply with the SEC's reporting requirements.
Investment companies, which include mutual funds, exchange-traded funds (ETFs), and closed-end funds, are also required to file annual and semi-annual reports with the SEC.
However, there are certain issuers that are exempt from the reporting requirements of the Act.
Municipal issuers, which include states, cities, and other government entities, are generally exempt from the Act, as are federal issuers such as the US Treasury.
This exemption is due to the fact that these issuers are generally not subject to the same level of scrutiny as corporations and investment companies.
It is important to note that just because an issuer is exempt from the reporting requirements of the Act does not mean that it is exempt from all securities laws and regulations.
Municipal issuers, for example, are still subject to the antifraud provisions of the securities laws, and must comply with the disclosure requirements of any state in which they issue securities.
In summary, under the Securities Exchange Act of 1934, corporations and investment companies are required to report to the SEC, while municipal and federal issuers are generally exempt from the Act's reporting requirements.
However, even exempt issuers are still subject to other securities laws and regulations, and must ensure that they comply with all applicable requirements.
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2. Which of the following is an effect of alcohol on driving?
a) Judgment impairment
b) Increased driving efficiency
c) Increased driving awareness
Kim just got a job as a parole officer. What kind of educational background does Kim likely have?
bachelor’s degree
master’s degree
technical training degree
associate’s degree
Answer:
technical training degree
Explanation:
Which of the following people would be legally allowed to submit an affidavit
concerning the effect of emotional distress on a young child?
A. The child's primary caregiver
B. The child's teacher
C. The child's psychologist
D. The child's parents
Answer:
c
Explanation:
c just did it
Answer: C. The child's psychologist
C. political leaders
B. children
D. religious leaders
4. They are the people who promote ethical behavior, responsible persona
decisions and social justice.
5. A. celebrities
B. children
C. political leaders
D. religious leaders
5. This is the ability of a person in authority to guide others to achieve cert
organizational goals.
6. A. guidance
B. instruct
C. followership
D. leadership
6. The impact of a person to another person which causes him to change
behavior as convinced by the influencer.
7. A. personal relationships
B. followership
C. leadership
D. social influence
7. The idea about the kind of person someone is.
A. concept
B. perception
Answer:
4. C 5. D 6. D. 7. B
Explanation:
Check if I am right before confirming your answers.
HURRY PLSS
Which court can have a juny?
3.5. Distnct Court, .U.S. Circuit Court of Appeals Flonda Supreme Court, U.S. Supreme Court
Which member of the courtroom makes verbatim transcript of proceedings?
Answer:
court reporter
Explanation:
Why are courts more trustworthy than elected officials ?
Answer:
Basically, courts don't really take advantage of you and actually follow the rules/ laws, meanwhile, elected officials really don't
Explanation:
Disclosing workplace issues in a public setting is _
A broker requested that the FREC issue an escrow disbursement order (EDO). Before the EDO was issued, the buyer and the seller settled their dispute over the escrow funds. Within how many business days must the broker notify the FREC that the matter has been settled?
A)
10 days
B)
5 days
C)
15 days
D)
30 days
Samantha Powers received an order from her commanding officer to report for duty at the Sunshine State Air Force base on Tuesday at 9 AM. Samantha decided she was hungry and went to a coffee shop instead. She finally reported 3 hours late. But by then her commanding officer had already reported her for failure to report. What type of law does this represent?
Answer:
Soon she reported late... basically its "Criminal Liability"
why ethics is a crucial subject that needs to be taken into account?
Answer:
In the illustrating portion underneath the description of the issue is summarized.
Explanation:
Appropriate ethical practice regarding ethics was significant although a multitude of considerations would be taken into consideration. Initially, accountants also have confidential access to important customer records, including certain social security details and documentation or an individual's financial account number.PLEASE QUICK THIS IS A TEST
All decisions made by government in the United States must abide by the requirements of the____
In the plantations of old south how could the opinions and disposition of the owner affect the handling of crime
Since the plantation owner enacted the laws and set the punishments, his opinions and disposition affect the handling of any crime committed and they could be lenient or harsh based on these factors.
How were the plantations of the old south administered?The plantations of the old south were administered solely by the individual owners without any government intervention.
Every decision depended on the whims and caprices of the landowner.
Thus, if a crime was committed within his property, the affected persons were at his mercy.
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After your case is reviewed by the District Court of Appeals and they determine not to
review your case, who could you appeal to next?
County Courts
Circuit Courts
District Court of
Appeals
State Supreme Court
Answer: your answer is C
Explanation: i took the quiz on edgen 2021
Directions: Use the excerpt below when answering the question that follows.
"...we the people of Georgia, relying upon the protection and guidance of Almighty God, do ordain and
establish this Constitution."
--Preambe, GA State Constitution
Who does "we" refer to in the Preamble to the Georgia State Consititution?
Property owners
All Georgians
All men
Politicians
Answer:
i didn't know because I'm new
Explain various situations in which correctional officers are to use force inside a prison. When is force legally accepted? Is it possible for correctional officers to defuse hostility yet uphold rules?
Answer and Explanation:
Correctional officers can use force only when prisoners are threatening their own security, the security of the agent or the safety of other prisoners and officials. However, there are other ways to neutralize hostility, through dialogue and the attempt to resolve dangerous situations in a more peaceful way and without compromising the physical integrity of anyone. In addition, it is important to emphasize that the use of force must be done without causing death or serious injuries.
The source of individual rights in the United States is
administrative law
case law
constitutional law
precedent.
Glen is a dairy farmer who owns 500 milk cows. His fences are in poor repair, and his cows are often found eating the grass on Hank's land. Hank believes that Glen is responsible for damages to Hank's land on a theory of strict liability. The court will most likely find that Glen is:
Answer:
I would say that Glen is responsible for all of the damages that are caused to Hank's land because the cows belong Glen and it is Glen's responsibility to fix things that are broken on his land so that way the animals don't escape. There fore I would say that Glen is responsible for the damages because he failed to keep his cows under control.
Explanation:
Calcular trabajo realizado al transportar una carga de 3nc a un punto donde la carga de potencial es de 3E3
Responder:
9 * 10 ^ -6 julios
Explicación:
Dado que :
Carga, q = 3nC = 3 * 10 ^ -9 C
Diferencia de potencial, ΔV = 3E3 = 3 * 10 ^ 3 V
Usando la relación:
ΔV = trabajo realizado, con carga, q
Trabajo terminado, W = ΔV * q
Ancho = (3 * 10 ^ 3) * (3 * 10 ^ -9)
W = (3 * 3) * 10 ^ (3-9)
W = 9 * 10 ^ -6 julios
Trabajo terminado = 9 * 10 ^ -6 julios
justify the title of the poem?
the leader and the led
Answer:
The title of the poem The Leader and the Led by Niyi Osundare speaks to the various dimensions of attitude within the ambit of Leadership.
It speaks to the indivisible union between leadership and followership.
In the first line, he opens up the poem by describing the attribute of the Leader as a lion who is unafraid to stake his claim. He contrasts that with the Antelope who is always fearful and reminded of the paws of the Lion.
It speaks therefore to the requirement of the Leader to be strong when he or she has to be. It also indicates that the leader cannot always be nice.
By an Ironic statement in line 9, he points out the reason why a duplicitous person cannot lead. He likens such a person to a Zebra. Duplicity equals the inability to inspire trust. Trust is an essential and critical quality for a leader. In line 10 he communicates that the followers are not as powerless as they have been painted to be in line 6 as fearful Impalas, for they also have the ability to finger the flaws of a leader to limelight and remove their following from he or she.
Lines 19 and 20 suffices in the description of a balanced leader as one who must be firm when it is required and gentle when the occasion calls for it.
The entire imagery painted by the poem is a fine depiction of leadership using metaphorical analogies of the animal kingdom.
For as in the animal kingdom, animals have leadership and following, so also do humans.
 is a spouse responsible for the other spouses credit card debt when they die
What is an advantage of photographing animals at the zoo rather than the wild?
Answer:
they animals is in cages so they won't get to kill u I don't know
Describe the current constitutional rights afforded to prisoners. Do you think that prisoners have too many or too few rights? Discuss the ways in which this has affected the correctional system, and whether you believe the net impact has been positive or negative.
Answer:
i think that they have just the right amount of rights depending on what they did if its something really ad as if there sentence is death penalty or life in prison they should have fewer but that's my opinion and i think it has gone positive.
Explanation:
Objects that affected eachother. (Newtons law)
People are more likely to “buy in” to an organization strategy if:
Answer:
people are more likely to "buy in" to an organization strategy if: They participate in defining their role in the strategy.this answer has been confirmed as correct and helpful .
these attorneys have a high turnover rate and are known for learning the job
Match each statement with the correct item.
John Peter Zenger
Eighth Amendment
Susan B. Anthony
Fourteenth Amendment
Thomas Jefferson
civil liberties
Nineteenth Amendment
poll tax
bail
unreasonable searches and seizures
required states to grant all citizens “equal protection under the law”
guarantees women the right to vote
involved in a court case supporting freedom of the press
described the establishment clause as a “wall of separation between church and state”
security deposit to encourage attendance in court
a fee paid in order to vote
suffrage leader during the 1800s
prohibited by the Fourth Amendment
freedom to think and act without government interference
protects an accused person from excessive bail
Answer:
order
Explanation:
poll tax- a fee paid in order to vote.bail- security deposit to encourage attendance in court.civil liberties- freedom to think and act without government interference.19th amendment- woman right to vote. 14th amendment-"equal protection under law"?[not sure for 5] Susan b Anthony- feminist/suffrage leader.8th amendment-protects an accused person from excessive bail. john p zenger- involved a case involving freedom of press. 4th amendment- unreasonable searches and seizures. jefferson- wall of separation between church and state13. Harry has a relationship with his government which includes having rights and responsibilities to that government. What is the name of the relationship Harry has with his government?
Comrade
Citizen
Servant
Patriot
Answer:
Comrade
Explanation:
Answer:
Citizen
Explanation:
The guilty state of mind required for voluntary manslaughter is that the killing is intentional.
O A True
OB. False
Answer:
Matheson
Explanation:
desemanaeagentevaiter
Describe justice and its kinds.
Answer:
Justice is the principle of balancing or reconciling human relations in society in such a way as enables each one to get his due rights, towards and punishments. 8. Justice has several dimensions: Social Justice, Economic Justice, Political Justice and Legal Justice.
The three types of justice are distributive, procedural, and interactional.
I hope it's helpful!